Bob Dylan in America Read online

  I tried to braid the background together with my memories, hoping to recapture the sense of what it was like to see things through thirteen-year-old eyes (and say it with a bit of a thirteen-year-old’s voice) while sustaining what authority I had as a professional historian who by now was more than twice as old as Bob Dylan was that night. I tried to evoke the feeling of being a teenage cultural insider, self-consciously nestled as close to the center of hipness as possible, with an edge of callow smugness and little awareness of my own good fortune. Maybe half of us in the audience had worked an honest day in our lives, and few had come close to getting our skulls cracked defying Jim Crow. But we thought we were advanced and special, and for us the concert was partly an act of collective self-ratification. I wanted my notes to evoke the joy as well as the folly of that youthful New York moment.

  The notes were eventually nominated for a Grammy Award, which was another kind of ratification, although the idea of middle-aged folly occurred to me as well. The attention that the nomination received surprised me. The recording industry’s manufacture of spectacle had become so grand that even the low-priority Best Album Notes category got newspaper play. I tried not to kid myself too much about the hoopla: an Ivy League history professor getting picked to go to Los Angeles along with Usher and Green Day and Alicia Keys is an obvious “man bites dog” filler story. I did, though, take pride in how what I wrote interested people well outside my usual circles. As awards day closed in, I began to get that self-consciously hip feeling back again: going to the Grammys was pretty exciting. By the time I arrived in Los Angeles, I badly wanted to win.

  I didn’t. It hurt when the presenter read someone else’s name, and I couldn’t hide it. From the row in front of mine, an elegantly dressed woman, older than I, noticed my dejection and extended her hand.

  “Don’t you worry, honey, I didn’t win myself, and ain’t it great being here?” I kissed her hand, suddenly feeling better, grateful to be welcomed, if only for a weekend, into the ranks of hardworking musicians and artists.

  I returned to writing my history books and teaching my history classes, but also continued to write an occasional essay and deliver an occasional lecture on aspects of American music, including Dylan’s work. In 2004, with Greil Marcus, I co-edited The Rose and the Briar, an anthology of essays, short stories, poetry, and cartoons based on various American ballads, to which I contributed an essay on the old blues song “Delia,” performed by Dylan on World Gone Wrong. Then, three years after losing the Grammy, with another history book done, I began thinking about attempting a more ambitious piece of music writing, a coherent commentary on Dylan’s development as well as his achievements, and on his connections to enduring currents in American history and culture.

  To be sure, my essays had skipped over a lot, ignoring almost completely the years from 1966 to 1992—a quarter century in which, according to the not entirely ironic announcement by Al Santos, Dylan’s stage manager, that precedes every live show, Dylan “disappeared into a haze of substance abuse [and] emerged to find Jesus” before he “suddenly shifted gears, releasing some of the strongest music of his career beginning in the late nineties.” All that made sense to me, and I thought that the years I had covered in my essays coincidentally had brought Dylan’s most concentrated periods of powerful creativity, including the most powerful of all, between 1964 and 1966. Without quite realizing it, I had written about some of the high points of two of the major phases in Dylan’s career—reason enough, I told myself, to see what they might look like assembled between two covers, revised as the chapters of a much longer book. I had also written about certain musical genres and figures to whom Dylan himself had alluded, if only tacitly, as personal influences, ranging from the shape-note choral music in the nineteenth-century Sacred Harp tradition to the leftist-influenced orchestral Americana of Aaron Copland. These pieces were no more comprehensive in their coverage than my essays on Dylan were. But they hinted at some connections I wanted to make between Dylan’s work and American history and culture.

  There is plenty of fascinating commentary on Dylan’s songs, and there are several informative biographies. But even the best of these books do not contain all of what I have wanted to know about Dylan’s music and the strains in American life that have provoked and informed it. I have never been interested in simply tracking down, listing, and analyzing the songs and recordings that influenced Dylan, important though this task is to understanding his work. I have instead been curious about when, how, and why Dylan picked up on certain forerunners, as well as certain of his own contemporaries; about the milieu in which those influences lived and labored and how they had evolved; and about how Dylan, ever evolving himself, finally combined and transformed their work. What do those tangled influences tell us about America? What do they tell us about Bob Dylan? What does America tell us about Bob Dylan—and what does Dylan’s work tell us about America? These are the questions that finally pushed me to write this book.

  While I was preparing to write about “Love and Theft” in late summer 2001, I thought I perceived (and it turned out to be a pretty obvious observation) that the album was a kind of minstrel show, in which Dylan had assembled bits and pieces of older American music and literature (and not just American music and literature) and recombined them in his own way. The musical reconstructions appeared to be rooted in what Pete Seeger has called “the folk process,” and in Dylan’s lifelong practice of transforming words and melodies for his own use. But they also now appeared to be more sophisticated, self-conscious, and elusive as well as allusive, drawing upon sources from well outside the folk mainstream (ranging from Virgil’s Aeneid to mainstream pop tunes from the 1920s and 1930s), as well as from classic blues recordings by Charley Patton and the Mississippi Sheiks. I came to see it as an urbane if, to some, problematic twist in Dylan’s art, the latest of his reshapings of old American musical traditions shared by the minstrels, songsters, and vaudevillians, as well as the folk and blues singers. I called his reshapings of those traditions modern minstrelsy.

  I originally imagined writing a book that would build on my essay about “Love and Theft” and examine how older forms of adaptation prepared the way for Dylan the modern minstrel—but I quickly scrapped that idea. For one thing, as interesting as his later endeavors have been, I think that Dylan completed by far his strongest work, mixing tradition and utter originality, in the mid-1960s and mid-1970s, a judgment he himself appears to share.* A narrative that even appeared to climb ever upward toward Dylan’s fully mature output would be nonsense. For another thing, Dylan’s career has been an unsteady pilgrimage, passing through deep troughs as well as high points, including a prolonged period in the 1980s when, again by his own admission, his work seemed to be spinning in circles. Any account of Dylan’s cultural importance must be built out of his ups and downs, zigs and zags, and relate how he has carried his art from one phase to another. Finally, although Dylan has long been a constant innovator—or, as the Irish troubadour Liam Clancy once called him, a “shape-changer”—his work has also exhibited strong continuities. Dylan has never stuck to one style for too long, but neither has he forgotten or forsaken or wasted anything he has ever learned. Anyone interested in appreciating Dylan’s body of work must face the challenge of owning its paradoxical and unstable combination of tradition and defiance.

  I decided instead to examine some of the more important early influences on Dylan and then focus on Dylan’s work from the 1960s to the present at certain important junctures. The opening chapters might seem to have little to do with Dylan, especially in their early sections, as they trace the origins and cultural importance of influential people or currents, but they do in time bring Dylan into the story, and show how he connected with the forerunners, sometimes directly, sometimes not. A chapter about Dylan’s song “Blind Willie McTell,” as well as chapters about “Delia” and another song from World Gone Wrong, “Lone Pilgrim,” also require extended passages explaining important backgrou
nd material. I ask for the reader’s indulgence to hang on during all of these chapters, assured that the connections to Bob Dylan will be revealed soon enough. The remaining chapters deal more directly with Dylan from the start.

  Accounts of Dylan’s music normally begin with his immersion in the songs and style of Woody Guthrie, his first musical idol (and, he has said, his last), and with the folk revival that grew out of the left-wing hootenannies of the 1940s. This approach makes sense, but it has become overly familiar, and it slights the influence of the much larger cultural and political spirit, initially associated with the Communist Party and its so-called Popular Front efforts to broaden its political appeal in the mid-1930s, which pervaded American life during the 1940s—Bob Dylan’s formative boyhood years.

  In order to take a fuller and fresher look at this important part of Dylan’s cultural background, I decided to focus on Popular Front music seemingly very different from Guthrie’s ballads and talking blues—the orchestral compositions of Aaron Copland. The choice may seem extremely odd. Yet even though the connections are now largely forgotten, Copland belonged to leftist musical circles in New York in the mid-1930s that also included some of the major figures in what was becoming the world of folk-music collecting. Copland’s beloved compositions of the late 1930s and the 1940s, including Billy the Kid and Rodeo, may sound today like pleasant, panoramic Americana, but they in fact contained some of the same leftist political impulses that drove the forerunners of the folk-music revival of the 1950s and ’60s. Dylan, meanwhile, grew up in a 1940s America where Copland was becoming the living embodiment of serious American music. Copland’s music and persona had no obvious or direct effect on the kinds of music Dylan performed and wrote as a young man, but the broader cultural mood that Copland represented certainly did. And insofar as Dylan’s career has in part involved translating the materials of American popular song into a new kind of high popular art—challenging yet accessible to ordinary listeners—his artistic aspirations and achievements are not dissimilar to Copland’s.

  The second chapter concerns the Beat generation writers, in particular Allen Ginsberg. Not only did Dylan eagerly read the Beats before he arrived in Greenwich Village; he and Ginsberg befriended each other at what was, fortuitously, a critical moment in both of their careers. Once again, though, much as with the folk revival, understanding the Beats and their influence on Dylan requires moving back before the 1950s, to battles over literature and aesthetics fought out during World War II on and around the campus of Columbia University. The echoes of those battles—and the spirit of the so-called New Vision that the young Ginsberg and his odd friends promulgated—reappeared later in Dylan’s music, most emphatically in the songs on his two great albums completed in 1965, Bringing It All Back Home and Highway 61 Revisited. Dylan’s influence on Ginsberg, at several levels, in turn helped the poet write his great work of 1966, “Wichita Vortex Sutra.” And Ginsberg and Dylan’s personal and artistic connections, begun at the end of 1963, would last until Ginsberg’s death in 1997.

  The remainder of Bob Dylan in America takes up Dylan’s career at selected and arbitrary but far from random moments: his concert at Philharmonic Hall at the end of October 1964, in which he tried out startling new songs such as “Gates of Eden” and “It’s Alright, Ma” (and which I happened to attend); the making of Dylan’s landmark album Blonde on Blonde in New York and Nashville in 1965–66; the Rolling Thunder Revue tour of 1975; and the birth of one of Dylan’s greatest songs, “Blind Willie McTell,” recorded (but not released) in 1983. The book then takes a long jump to 1992–93, when Dylan, his career out of joint for a decade, reached back for inspiration in traditional folk music and the early blues. The book covers this pivotal moment in Dylan’s career by examining two very different songs that Dylan recorded in 1993: “Delia,” one of the first blues songs ever written; and “Lone Pilgrim,” an old Sacred Harp hymn. The final chapters consider Dylan’s work from “Love and Theft” in 2001 through his album of Christmas music, Christmas in the Heart, released late in 2009. Although each chapter after Chapter Two takes a particular composition or event as its initial focus, none confines itself strictly to that subject. By roaming through other related material, sometimes leaping back and forth in time, I hope to discuss most of Dylan’s greatest work, including albums such as Blood on the Tracks, without losing sight of the other great work, in and out of the recording studio, on which I concentrate. I also hope to present some reevaluations of material I heard very differently when first released.

  Approaching my subject this way means that people, places, and things sometimes appear and vanish, only to reappear later under somewhat different circumstances. The folklorist John Lomax, for example, turns up in the very first chapter as the head of the Archive of American Folk Song, in connection with the invention of a folksy, Popular Front aesthetic; then he turns up again, five chapters later, in connection with the blues singer Blind Willie McTell. Or to take a smaller but still important example: in Chapter One, the writers in and around the influential periodical Partisan Review turn up as anti-Stalinist leftist critics of Aaron Copland; in Chapter Two, the Partisan Review intellectual, critic, and Columbia English professor Lionel Trilling appears, at roughly the same time, the mid-1940s, as the ambivalent antagonist of Allen Ginsberg and the incipient Beat generation. Where absolutely necessary to keeping the story line clear, I have alluded to earlier appearances by various figures or groups. But to pause and point out all of these recurrences, and the cultural circuits they represent, would interrupt the flow of the narrative and turn the book into an overlong encyclopedia of music and literary history. Readers should thus be prepared to encounter characters or institutions already discussed earlier in the book, but in very different contexts—and, much as when these kinds of things happen in the rest of life, make the necessary adjustments of perception and understanding.

  Although it traces the jagged arc of a mercurial artist, through thrilling highs and (more cursorily) crushing lows, Bob Dylan in America is chiefly concerned with placing Dylan’s work in its wider historical and artistic contexts. This has required recognizing Dylan as an artist who is deeply attuned to American history as well as American culture, and to the connections between the past and the present. Reflecting on “Love and Theft” before its release, I was impressed all over again by Dylan’s immersion in literature and popular music, especially American literature and music—something he would discuss at length a few years later in the first volume of Chronicles. But I was also impressed by his ability to crisscross through time and space. It could be 1927 or 1840 or biblical time in a Bob Dylan song, and it is always right now too. Dylan’s genius rests not simply on his knowledge of all of these eras and their sounds and images but also on his ability to write and sing in more than one era at once. Partly, this skill bespeaks the magpie quality that is the essence of Dylan’s modern minstrelsy—what many friends and critics early in his career called his sponge-like thirst for material that he might appropriate and make his own. Partly, it stems from some very specific innovations that Dylan undertook in the mid-1970s. But every artist is, to some extent, a thief; the trick is to get away with it by making of it something new. Dylan at his best has the singular ability not only to do this superbly but also to make the present and the past feel like each other.

  Dylan has never limited himself to loving and stealing things from other Americans. But his historical as well as melodic themes have constantly recurred to the American past and the American present, and are built mainly out of American tropes and chords. There are many ways to understand him and his work; the efforts presented here describe him not simply as someone who comes out of the United States, or whose art does, but also as someone who has dug inside America as deeply as any artist ever has. He belongs to an American entertainment tradition that runs back at least as far as Daniel Decatur Emmett (the Ohio-born, antislavery minstrel who wrote “Dixie”) and that Dylan helped reinvent in the subterranean Gaslight
Cafe in the 1960s. But he belongs to another tradition as well, that of Whitman, Melville, and Poe, which sees the everyday in American symbols and the symbolic in the everyday, and then tells stories about it. Some of those stories can be taken to be, literally, about America, but they are all constructed in America, out of all of its bafflements and mysticism, hopes and hurts.

  One of the trickier difficulties in appreciating Dylan’s art involves distinguishing it, as far as is possible, from his carefully crafted, continually changing public image. To be sure, his image and his art are closely related, and each affects the other. The same could be said for any performing artist and for any number of literary figures, not just in our own time, but going back at least as far as that of Jenny Lind and Walt Whitman. But Dylan has been particularly skilled at manufacturing and handling his persona and then hiding behind it, and this can mislead any writer. In good times, as in recent years—when he has presented himself as the living embodiment of all the previous Bob Dylans wrapped into one, as well as of almost every variety of traditional and commercial American popular music—the image is powerful enough to transfix his admirers and deflect criticism of his music. (It can also invite contrarian debunking.) In bad times, as in much of the 1980s, Dylan’s unfocused image can prompt either unduly harsh criticism of everything he produces or loyalist efforts to praise it all, or at least some of it, beyond its worth.

  Although I have backed away from focusing too much on Dylan’s image in American culture, an interesting topic in itself, I have tried to check my own evolving enthusiasms for and disappointments in Dylan as a public figure in considering his art—or at least, as in the chapter on the Philharmonic Hall concert in 1964, I have tried to acknowledge those feelings and incorporate them into my analysis. More an exercise in the historical appreciation of an artist’s work than a piece of conventional cultural criticism, the book dwells on some of the more interesting phases of Dylan’s career, and spends far less time on the less interesting ones. In order not simply to rehash familiar material, I have also devoted less space than I might have to the years from 1962 to 1966, which have attracted the most attention until now, while devoting more to Dylan’s work in recent years, on which historical writing has just begun to appear. Throughout, though, the book takes account of where and when I think Dylan has succeeded and where and when he has stumbled, even in his most fruitful periods.